tribeca INSIGHTS

Our compliance program has been thoroughly examined by both industry experts and independent legal counsel. Compliance policies and procedures are an essential part of our business. We protect our clients’ interests by making certain that every Knowledge Leader associated with a client project has agreed to Tribeca Insights’ Terms and Conditions, which comply with securities industry standards surrounding non-disclosures, insider trading and material and non-public information rules.

Clients and Knowledge Leaders each agree to respect any prior legal obligations and must:

  • Discuss only those matters that do not present a conflict of interest for the Knowledge Leader
  • Refrain from discussing current employers of Knowledge Leaders
  • Not discuss or disclose material, non-public information

Furthermore, before consultations, our Knowledge Leaders must:

  • Agree to our Terms and Conditions
  • Verify that they are not prohibited by any relationship from consulting with investors regarding the proposed subject matter
  • Immediately notify Tribeca Insights if a conflict of interest or potential conflict of interest arises